SURGE FINANCIAL
Non-QM Lending Guide

Non-QM Qualification Guide

How bank statement income is calculated, industry expense ratios, foreign national requirements, and how to document self-employment income for a non-QM loan.

Who Non-QM Loans Are For

Non-QM loans exist because the conventional mortgage system was built around W-2 employees. If your income doesn't fit that mold, conventional lenders either decline you or approve you for far less than you can actually afford.

  • Self-employed business owners whose tax returns show write-offs that reduce reported income
  • Real estate investors with rental income and complex schedules
  • Foreign nationals purchasing U.S. property
  • High-net-worth individuals with assets but low documented income
  • Borrowers 1–2 years out of a significant credit event (bankruptcy, foreclosure, short sale)

How Bank Statement Loans Calculate Your Income

For self-employed borrowers, lenders look at 12 or 24 months of bank statements and apply an expense ratio to determine qualifying income.

Qualifying income = avg monthly deposits × (1 − expense ratio)

Example: $50,000/mo deposits × (1 − 0.45) = $27,500/mo qualifying income = $330,000/year

Typical expense ratios by industry:

IndustryExpense Ratio
Consulting, coaching, real estate services10–20%
Professional services (attorneys, CPAs, doctors)15–25%
Construction and trades35–50%
Retail and e-commerce40–55%
Restaurants and food service50–65%

12 vs 24 Months — Which to Choose

  • 12 months qualifies on your most recent year. Better if income is growing.
  • 24 months averages two years. Better if last year was unusually low or if the lender offers better terms for the longer history.
  • Some lenders require 24 months of self-employment documentation even for 12-month bank statements.

What to Have Ready as a Self-Employed Borrower

  • 12 or 24 months of complete business bank statements (all pages, all accounts used for the business)
  • 12 or 24 months of personal bank statements (if using personal statements)
  • Government-issued ID
  • CPA letter or business license confirming 2+ years of self-employment
  • For large deposits: explanation letters (what was the source — client payment, transfer, etc.)
  • Entity documents: articles of incorporation or organization, operating agreement

Foreign National Requirements

  • Passport (home country)
  • ITIN or acceptance of ITIN-less programs
  • Evidence of foreign income (bank statements, employer letters, or tax returns from home country)
  • U.S.-based bank account or willingness to open one for closing
  • Down payment: typically 30–35% vs 20–25% for U.S. citizens
  • Property must be investment — primary residences are more difficult for foreign nationals

Recent Credit Events — How Long to Wait

Non-QM programs offer paths back to financing sooner than conventional:

Credit EventNon-QM WaitConventional Wait
Bankruptcy (Chapter 7)1–2 years after discharge4 years
Bankruptcy (Chapter 13)1 year into repayment plan2 years after discharge
Foreclosure1–2 years7 years
Short sale1–2 years4 years

Ready to Apply?

No tax returns required. No W-2s. No hard credit pull to start.

Start Your Application →

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